THE ROLE OF SENATE IN UNIVERSITY GOVERNANCE

For many years, CAUT has defended the role of senate as the voice of faculty and the body that sets educational policy and makes academic decisions.  At its fall meeting, CAUT introduced a discussion paper on university governance, “Where we have been and where we should go,” which recommends reversal of this position. CAUT concludes that after 40 years of disappointment, we must accept the limitations of what senate can achieve and put our faith in collective bargaining as the best means to ensure collegial governance in Canadian universities.

 

In 1966, James Duff and Robert O. Berdahl published a report entitled, University Government in Canada : Report of a Commission sponsored by the Canadian Association of University Teachers and the Association of Universities and Colleges of Canada (University of Toronto Press) which recommended a bicameral model of governance.  According to Duff and Berdahl, institutions of higher education should operate under the general direction of a board of governors minimally involved in academic planning.  Academics were to play the key role in educational decisions, in setting educational policy, and in determining the mission of the university.  Duff and Berdahl recommended that university senates become the central educational forum and that the majority of senate members be elected by faculty.  This model was widely adopted by many Canadian universities.  Dalhousie University and McMaster University, for instance, gave decision making power to their senates on matters such as renewal, tenure and promotion.  At Acadia, decisions such as these are covered by our collective agreement and procedures can only be changed through collective bargaining. 

 

Our collective agreement does, however, give considerable power to Senate to create rules which have a direct impact on such important matters as timetables, class schedules and teaching complement.  For instance, article 5.31 “Dissemination of Knowledge” states in clause (i) that Professors are expected:  “to inform students of the bases of evaluation, and methods of instruction indicating the professor’s plans for the use of information technology in their courses at the beginning of each term and abide by Senate regulations in these matters.” 

 

Section (j) of article 5.31 further states that Professors are expected:  “to comply with all procedures and deadlines approved by the Senate concerning the reporting and reviewing of the grades of their students and such other formally approved and published procedures and deadlines as may be necessary for the well ordered operation of the teaching programs of the University which are agreed upon by the signatories to this Agreement.”

 

Finally, article 20.00 “Full-time Professor Complement” sets forth a procedure by which units can appeal decisions “which have not been made by Senate and which result in a net permanent reduction in the authorized complement of a unit, or which result in a change in the type of position within a unit (e.g. tenure to CLT).”  This procedure involves an appeal to a committee independent of Senate, the Teaching Complement Committee, which consists of three members of faculty appointed by the Association, three members of the administration who also hold academic appointments, and the Vice President (Academic) of the SRC.  Article 20.06, however, gives the final decision on the appeal to Senate:  “In the event that the Teaching Complement Committee agrees with the appeal it shall forward its recommendation to Senate via a member of Senate, for a decision on the matter by Senate.  If Senate agrees with the appeal it shall send the matter forward to the Board for reconsideration giving reasons for supporting the appeal.”

 

At Acadia, Senate spent a fruitless two years debating how to respond to an invitation from the Chair of the Board of Governors to play a role in the annual evaluation of the President. A committee was struck and confidential comments were solicited from members of various campus constituencies. In the end, all letters were destroyed, and Senate failed to produce a report of any kind.

 

Under the current administrative regime, academic planning, which is clearly central to Senate's mandate, has become the province of professional consultants and ad hoc arrangements, bypassing Senate almost completely.

 

The decision to undertake the current strategic planning initiative was not made by Senate.  Instead, the President announced this initiative as mandated to her by the Board of Governors.  Similar announcements were made concerning the use of consulting firms and consultants.  The committee that is to advise the president and the vice-president on this process is not a committee of Senate and was not elected.  It does not have a clear mandate and no one knows when this process is to be completed.  The questionnaires that were distributed to faculty were not designed by Senate but rather developed based on feedback from comments made by hand-picked individuals who were invited to participate in a retreat last summer.  Other important decisions which will affect the way in which academic positions are allocated have also been made with no consultation.  The former Academic Sector Planning Committee no longer meets.  Instead, a new Deans’ council has been created on which there is no faculty representation, and it is this body which will now consider requests for positions.  Decisions have also been made to radically change the way in which registration will take place.  Department heads and directors were instructed to prepare timetables by December 1 in order to allow for new and returning students to register in March.  Faculty were not consulted about the advantages and disadvantages of such a change.  High school students will now be able to “self report” grades.  Admissions and scholarships will be offered on the basis of these self-reported grades. All of these decisions have significant impact on our academic programs, yet Senate has had little, if any, involvement in a reasoned discussion of the long term implications of such changes. 

 

At its fall meeting in 2003, Faculty voted unanimously in support of a motion calling for greater faculty representation on search committees for senior administrators. Despite this vote, the Board approved changes to the composition of these committees that further reduced faculty representation. Several searches for senior administrative positions have taken place this fall with no call for elections to the search committees.  The university community has received invitations to attend talks by candidates for these positions sent on behalf of the members of these search committees, but the names of these members have not been made public. 

 

These are but a few instances that reflect a growing trend in Canadian universities.  Increasingly, control of universities has fallen into the hands of small groups of senior administrators (presidents, vice-presidents, deans) who have claimed more seats with voting rights on senates, changing the balance of power between elected and ex-officio senators – including some voting Board members.  This trend lead the CAUT to establish in 1990 an Independent Study Group on University Governance (ISGUG), composed of Guy Bourgeault, Ken McGovern and Ernst Benjamin.  The ISGUG published a report in 1993 which identified several recurrent problems that needed to be addressed.  In this report, the ISGUG reaffirmed the basic principle of university autonomy and shared governance and made nineteen specific recommendations about how senates could be made to work as they should.  The ISGUG also looked at the relationship between faculty unions and senates.  In the over thirty years since the Duff-Berdahl report was written, many faculty associations have unionized.  The ISGUG concluded that collective bargaining is compatible with collegial governance, while it recognized the importance of academic judgements in matters concerning curriculum and academic programs. 

 

Both the Duff-Berdahl and the ISGUG reports concluded that senates were not fulfilling their role in allowing academic staff to play a decisive role in shaping educational policy.  These reports did not, however, question the bicameral model of governance.  They both suggested ways in which senates could be reformed.  The ISGUG report recognized the importance of collective bargaining in giving voice to faculty, but recommended that faculty associations continue to encourage their members to play an active role on their senates.  The ISGUG report shaped CAUT policy in the 1990s and lead to the adoption of a “CAUT policy statement on University Governance” in 1993.  CAUT is now recommending that this policy statement be revised :

 

The way ahead is to reverse the ISGUG’s priorities:  to see collective bargaining as the principal way to ensure “collegial governance” – to concentrate efforts on using collective bargaining as creatively and aggressively as possible to secure the proper academic staff role in academic decision making.  At the same time, but as a secondary initiative, we must continue to use and expand whatever opportunities senates and other traditional governing structures provide.

(Caut Policy on Governance:  Where we have been and where we should go, p. 7)

 

Collective bargaining has given faculty at Acadia University considerable power to set limits on the unilateral ability of administrators to shape educational policy in the areas of academic freedom, intellectual property, promotion and tenure, appointments and workloads.  We must continue to work through senate to defend the principles of collegial governance and protect academic standards.  It is clear, however, that senate alone cannot achieve true collegial governance.  This should become a major goal for our next round of collective bargaining.

 

Janice Best

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